UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
__________
SCHEDULE 13G
(Rule 13d-102)
Information To Be Included In Statements Filed Pursuant
To Rules 13d-1(b), (c), and (d) and Amendments Thereto Filed
Pursuant To Rule 13d-2
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 3)*
Tekmira Pharmaceuticals Corporation
(Name of Issuer)
Common Shares, no par value
(Title of Class of Securities)
87911B209
(CUSIP Number)
December 31, 2012
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
x Rule 13d-1(c)
o Rule 13d-1(d)
_________________
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.
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CUSIP No. 87911B209
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13G
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Page 2 of 10 Pages
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1.
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NAME OF REPORTING PERSONS
Working Opportunity Fund (EVCC) Ltd.
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) o (b) x
(See Instructions)
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
British Columbia, Canada
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5.
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SOLE VOTING POWER 0
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6.
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SHARED VOTING POWER 782,050
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7.
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SOLE DISPOSITIVE POWER 0
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8.
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SHARED DISPOSITIVE POWER 782,050
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
782,050
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10.
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES o
CERTAIN SHARES (See Instructions)
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.4%
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12.
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TYPE OF REPORTING PERSON
CO
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CUSIP No. 87911B209
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13G
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Page 3 of 10 Pages
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1.
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NAME OF REPORTING PERSONS
GrowthWorks Access Fund Limited Partnership
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) o (b) x
(See Instructions)
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
British Columbia, Canada
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5.
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SOLE VOTING POWER 0
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6.
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SHARED VOTING POWER 0
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7.
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SOLE DISPOSITIVE POWER 0
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8.
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SHARED DISPOSITIVE POWER 0
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
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10.
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES x
CERTAIN SHARES (See Instructions)
Reporting Person disclaims beneficial ownership of the 782,050 Common Shares held of record by Working Opportunity Fund (EVCC) Ltd.
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0%
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12.
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TYPE OF REPORTING PERSON
PN
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CUSIP No. 87911B209
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13G
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Page 4 of 10 Pages
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1.
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NAME OF REPORTING PERSONS
GrowthWorks Capital Ltd.
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) o (b) x
(See Instructions)
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
Canada
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5.
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SOLE VOTING POWER 0
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6.
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SHARED VOTING POWER 782,050
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7.
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SOLE DISPOSITIVE POWER 0
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8.
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SHARED DISPOSITIVE POWER 782,050
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
782,050
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10.
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES o
CERTAIN SHARES (See Instructions)
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.4%
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12.
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TYPE OF REPORTING PERSON
CO
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CUSIP No. 87911B209
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13G
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Page 5 of 10 Pages
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1.
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NAME OF REPORTING PERSONS
GrowthWorks Access GP I Ltd.
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) o (b) x
(See Instructions)
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
Canada
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5.
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SOLE VOTING POWER 0
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6.
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SHARED VOTING POWER 0
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7.
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SOLE DISPOSITIVE POWER 0
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8.
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SHARED DISPOSITIVE POWER 0
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
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10.
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES x
CERTAIN SHARES (See Instructions)
Reporting Person disclaims beneficial ownership of the 782,050 Common Shares held of record by Working Opportunity Fund (EVCC) Ltd.
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0%
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12.
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TYPE OF REPORTING PERSON
CO
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CUSIP No. 87911B209
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13G
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Page 6 of 10 Pages
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Item 1 (a). Name of Issuer:
Tekmira Pharmaceuticals Corporation
Item 1 (b). Address of Issuer’s Principal Executive Offices:
100-8900 Glenlyon Parkway
Burnaby, British Columbia
Canada, V5J 5J8
Item 2 (a). Name of Persons Filing:
(1) Working Opportunity Fund (EVCC) Ltd. (“WOF”);
(2) GrowthWorks Access Fund Limited Partnership (“GWA”);
(3) GrowthWorks Capital Ltd. (“GrowthWorks”); and
(4) GrowthWorks Access GP I Ltd. (“GWA GP”).
The persons named in this Item 2(a) are referred to individually herein as a “Reporting Person” and collectively as the “Reporting Persons.”
Item 2 (b). Address or Principal Business Office or, if None, Residence:
The address of the principal business office of each of the Reporting Persons is 2600-1055 W. Georgia Street, Vancouver, B.C., Canada V6E 3R5.
Item 2 (c). Citizenship:
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(1)
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WOF is a corporation organized under the laws of the Province of British Columbia;
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(2)
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GWA is a limited partnership organized under the laws of the Province of British Columbia;
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(3)
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GrowthWorks is a corporation organized under the laws of Canada;
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(4)
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GWA GP is a corporation organized under the laws of Canada.
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Item 2 (d). Title of Class of Securities:
Common Shares, no par value
Item 2 (e). CUSIP Number:
87911B209
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CUSIP No. 87911B209
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13G
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Page 7 of 10 Pages
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(c)
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o Insurance company as defined in Section 3(a)(19) of the Exchange Act;
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(d)
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o Investment company registered under Section 8 of the Investment Company Act;
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(e)
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o An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
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(f)
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o An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
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(g)
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o A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
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(h)
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o A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;
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(i)
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o A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;
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(j)
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o A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J);
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(k)
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o Group, in accordance with Rule 13d-1(b)(1)(ii)(K).
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Item 4. Ownership:
(a) Amount Beneficially Owned:
As of December 31, 2012, WOF was the record holder of 500,550 Common Shares and GWA was the record holder of 0 Common Shares (such Common Shares to be referred to collectively as the “Record Shares”). Additionally, as of December 31, 2012, WOF was the record holder of warrants to purchase 281,500 Common Shares that were exercisable within 60 days of December 31, 2012 (the “Warrant Shares”).
Each of the Reporting Persons expressly disclaims beneficial ownership, except any shares or warrants held directly of record and any shares or warrants to the extent of any pecuniary interest therein.
(b) Percent of Class:
(1) WOF – 5.4%;
(2) GWA – 0%;
(3) GrowthWorks – 5.4%; and
(4) GWA GP – 0%.
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CUSIP No. 87911B209
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13G
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Page 8 of 10 Pages
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(c) Number of shares as to which such person has:
(i) Sole power to vote or direct the vote:
0 shares for each Reporting Person.
(ii) Shared power to vote or to direct the vote:
(1) WOF – 782,050 shares;
(2) GWA – 0 shares;
(3) GrowthWorks – 782,050 shares; and
(4) GWA GP – 0 shares.
(iii) Sole power to dispose or to direct the disposition of
0 shares for each Reporting Person.
(iv) Shared power to dispose or to direct the disposition of
(1) WOF – 782,050 shares;
(2) GWA – 0 shares;
(3) GrowthWorks – 782,050 shares; and
(4) GWA GP – 0 shares.
Item 5. Ownership of Five Percent or Less of a Class:
Not applicable.
Item 6. Ownership of More than Five Percent On Behalf of Another Person:
Not applicable.
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company:
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Not applicable.
Item 8. Identification and Classification of Members of the Group:
(1) Working Opportunity Fund (EVCC) Ltd.;
(2) GrowthWorks Access Fund Limited Partnership;
(3) GrowthWorks Capital Ltd.; and
(4) GrowthWorks Access GP I Ltd.
The Reporting Persons expressly disclaim membership in a “group”.
Item 9. Notice of Dissolution of Group:
Not applicable.
Item 10. Certification:
By signing below the signatories certify that, to the best of each of their knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
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CUSIP No. 87911B209
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13G
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Page 9 of 10 Pages
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SIGNATURE
After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.
Date: February 12, 2013
WORKING OPPORTUNITY FUND (EVCC) LTD.
By its manager, GrowthWorks Capital Ltd.
By: /s/ Pat Brady
Name: Pat Brady
Title: Vice President, Investments
GROWTHWORKS ACCESS FUND LIMITED PARTNERSHIP
By its general partner, GrowthWorks Access GP I Ltd.
By: /s/ Pat Brady
Name: Pat Brady
Title: Vice President, Investments
GROWTHWORKS CAPITAL LTD.
By: /s/ Jim Charlton
Name: Jim Charlton
Title: Senior Vice President, Investments
GROWTHWORKS ACCESS GP I LTD.
By: /s/ Jim Charlton
Name: Jim Charlton
Title: Senior Vice President, Investments
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CUSIP No. 87911B209
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13G
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Page 10 of 10 Pages
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Exhibit
AGREEMENT
The undersigned hereby agree that only one statement containing the information required by this Schedule 13G need be filed with respect to the ownership by each of the undersigned of shares of stock of Tekmira Pharmaceuticals Corporation
EXECUTED on this 12th day of February, 2013.
WORKING OPPORTUNITY FUND (EVCC) LTD.
By its manager, GrowthWorks Capital Ltd.
By: /s/ Pat Brady
Name: Pat Brady
Title: Vice President, Investments
GROWTHWORKS ACCESS FUND LIMITED PARTNERSHIP
By its general partner, GrowthWorks Access GP I Ltd.
By: /s/ Pat Brady
Name: Pat Brady
Title: Vice President, Investments
GROWTHWORKS CAPITAL LTD.
By: /s/ Jim Charlton
Name: Jim Charlton
Title: Senior Vice President, Investments
GROWTHWORKS ACCESS GP I LTD.
By: /s/ Jim Charlton
Name: Jim Charlton
Title: Senior Vice President, Investments